- [Home](/) › - [NewRiaPulse](/v/newriapulse) › - [Hubs](/hub/newriapulse) › - Oregon # NewRiaPulse: records in Oregon **13 newRiaPulse: records in Oregon are listed from SEC monthly roster of registered investment advisers (Form ADV data), dated 2025-11-19 to 2026-08-06; the most frequent is Efm Investments & Advisory LLC with 1. Data last updated 2026-10-28; each record links to its official source and a full report.** Data as of 2026-10-28 · [Compiled by Zalwin](/research/newriapulse) from SEC monthly roster of registered investment advisers (Form ADV data) Copy citation Download all 13 newRiaPulse: records in Oregon (CSV) — $4.99 → Includes: Firm, AUM, Accounts, City, State, Registered, official source URL and score · Card, Apple Pay, Google Pay or Link via Stripe [Free sample: 3 records (CSV)](/v1/verticals/newriapulse/records.csv?state=OR) 13 records from SEC monthly roster of registered investment advisers (Form ADV data), dated 2025-11-19 to 2026-08-06. Most frequent: Efm Investments & Advisory LLC (1). Each record links to a full report and the official source. Last updated 2026-10-28. Source: SEC monthly roster of registered investment advisers (Form ADV data). **Search, filter and export NewRiaPulse records** [Run instant live search with these filters](/v/newriapulse?state=OR&channel=pseo#vt-out) [Download free 3-row sample CSV](/v1/verticals/newriapulse/records.csv?state=OR) Unlock the full CSV for these filters — $4.99 → ✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days ## Get new NewRiaPulse records by email (free, weekly) We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email. Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe. [See this week's digest](/digest/newriapulse) Records 13 Most frequent - Efm Investments & Advisory LLC (1) - Axia Wealth Management INC (1) - Stonepine Capital Management, LLC (1) - J.P. Capital Management, INC. (1) - Northwind Financial LLC (1) ## How do I get new newRiaPulse: records in Oregon by email? Search, filter and export these records, or get alerts when new ones appear. [Search and filter](/v/newriapulse?state=OR) [Watch this exact filter](/v/newriapulse?state=OR#more-ways) [See alert plans](/v/newriapulse#pricing) ## What are the top newRiaPulse: records in Oregon right now? | Record | AUM | Accounts | City | |---|---|---|---| | Efm Investments & Advisory LLC | $680,035,856 | 9 | Portland | | Axia Wealth Management INC | $148,002,969 | 484 | Bend | | Stonepine Capital Management, LLC | $181,001,870 | 1 | Bend | | J.P. Capital Management, INC. | $166,598,986 | 162 | Eugene | | Northwind Financial LLC | $142,241,176 | 361 | Bend | | Lifelong Wealth Management Group, LLC | $121,740,000 | 187 | Lake Oswego | | Modernist Financial, LLC | $113,275,149 | 264 | Portland | | Capstone Wealth Management Group, INC. | $243,000,000 | 605 | Bend | | Fairchild Capital LLC | $102,789,935 | 322 | Portland | | Soaring Investment Management, LLC | $112,516,204 | 464 | Portland | | Washington Park Capital Management, LLC | $359,458,316 | 317 | Portland | | Xena Financial Planning, LLC | $104,461,476 | 384 | Portland | | Rock Creek Wealth Management | $101,145,657 | 477 | Hillsboro | [Browse all NewRiaPulse record reports](/hub/newriapulse/records) ## Which related categories and locations should I check? ### Browse by assets under management [$100M-$500M (908)](/hub/newriapulse/aum/100) [Under $100M (403)](/hub/newriapulse/aum/0) [$500M-$1B (71)](/hub/newriapulse/aum/500) [$1B-$10B (55)](/hub/newriapulse/aum/1000) [$10B+ (13)](/hub/newriapulse/aum/10000) ### Browse by state [New York (178)](/hub/newriapulse/state/ny) [California (148)](/hub/newriapulse/state/ca) [Florida (113)](/hub/newriapulse/state/fl) [Texas (86)](/hub/newriapulse/state/tx) [Illinois (57)](/hub/newriapulse/state/il) [Massachusetts (38)](/hub/newriapulse/state/ma) [Ohio (37)](/hub/newriapulse/state/oh) [New Jersey (34)](/hub/newriapulse/state/nj) [Connecticut (32)](/hub/newriapulse/state/ct) [Pennsylvania (30)](/hub/newriapulse/state/pa) [Colorado (29)](/hub/newriapulse/state/co) [Michigan (27)](/hub/newriapulse/state/mi) [Arizona (26)](/hub/newriapulse/state/az) [Georgia (25)](/hub/newriapulse/state/ga) [North Carolina (22)](/hub/newriapulse/state/nc) [Tennessee (22)](/hub/newriapulse/state/tn) [Virginia (20)](/hub/newriapulse/state/va) [Utah (19)](/hub/newriapulse/state/ut) [Wisconsin (18)](/hub/newriapulse/state/wi) [Missouri (15)](/hub/newriapulse/state/mo) [South Carolina (14)](/hub/newriapulse/state/sc) [Washington (14)](/hub/newriapulse/state/wa) [Minnesota (13)](/hub/newriapulse/state/mn) [Maryland (12)](/hub/newriapulse/state/md) [Indiana (11)](/hub/newriapulse/state/in) [Kansas (8)](/hub/newriapulse/state/ks) [Iowa (7)](/hub/newriapulse/state/ia) [Kentucky (7)](/hub/newriapulse/state/ky) [Louisiana (7)](/hub/newriapulse/state/la) [Nevada (7)](/hub/newriapulse/state/nv) [Alabama (6)](/hub/newriapulse/state/al) [New Hampshire (6)](/hub/newriapulse/state/nh) [Delaware (5)](/hub/newriapulse/state/de) [Mississippi (5)](/hub/newriapulse/state/ms) [Oklahoma (5)](/hub/newriapulse/state/ok) [Rhode Island (5)](/hub/newriapulse/state/ri) [District of Columbia (4)](/hub/newriapulse/state/dc) [Idaho (4)](/hub/newriapulse/state/id) [Nebraska (4)](/hub/newriapulse/state/ne) [Wyoming (4)](/hub/newriapulse/state/wy) ### Browse by registration status [Approved (1231)](/hub/newriapulse/status/approved) [In 120-day approval window (219)](/hub/newriapulse/status/pending) ## More Oregon public-record feeds [Oregon Strategic Investment Program Pulse in Oregon](/hub/orstrategicinvestmentpulse/state/or) [New LLCs, Corporations & Nonprofits in New York, Colorado, Connecticut & Oregon in Oregon](/hub/newentityfilingpulse/state/or) [Washington CPA Firm Licenses: New, Renewal Due & Lapsed in Oregon](/hub/wacpafirmpulse/state/or) [New NSF Research Awards by Institution in Oregon](/hub/nsfawardpulse/state/or) [New & Re-Approved E-Rate Service Providers (FCC Form 498 / SPIN) in Oregon](/hub/erateproviderpulse/state/or) [FEMA Hazard Mitigation Project Tracker in Oregon](/hub/femaempggrantpulse/state/or) [FMCSA Trucking Insurance Cancellations by Carrier, Insurer & Fleet Size in Oregon](/hub/truckinsurancecancelpulse/state/or) [Oregon Investment Advantage Pulse in Oregon](/hub/orinvestmentadvantagepulse/state/or) ## Frequently asked questions ### How many newRiaPulse: records in Oregon are listed? 13 records from SEC monthly roster of registered investment advisers (Form ADV data), last refreshed automatically. The most recent is dated 2026-08-06. ### Can I get alerts for Oregon? Yes. NewRiaPulse can email you new records matching this filter; plans are listed on the NewRiaPulse page. Source: SEC monthly roster of registered investment advisers (Form ADV data). Informational only. [RSS feed of new records](/feed/newriapulse.xml) ## Often used together - [FormDPulse](/formdpulse) - [IpoFilingPulse](/v/ipofilingpulse) - [TxWorkersCompRenewalPulse](/v/txworkerscomprenewalpulse) - [EvChargerProgramAudit](/evchargerprogramaudit) - [AccessPulse](/accesspulse) - [OidcConfigAudit](/oidcconfigaudit)