- [Home](/) › - [NewRiaPulse](/v/newriapulse) › - [Hubs](/hub/newriapulse) › - In 120-day approval window # NewRiaPulse: In 120-day approval window **219 newRiaPulse: In 120-day approval window are listed from SEC monthly roster of registered investment advisers (Form ADV data), dated 2025-09-30 to 2026-10-01; the most frequent is Wells Capital Advisors LLC with 1. Data last updated 2026-10-28; each record links to its official source and a full report.** Data as of 2026-10-28 · [Compiled by Zalwin](/research/newriapulse) from SEC monthly roster of registered investment advisers (Form ADV data) Copy citation Download all 219 newRiaPulse: In 120-day approval window (CSV) — $4.99 → Includes: Firm, AUM, Accounts, City, State, Registered, official source URL and score · Card, Apple Pay, Google Pay or Link via Stripe [Free sample: 3 records (CSV)](/v1/verticals/newriapulse/records.csv?status=pending) 219 records from SEC monthly roster of registered investment advisers (Form ADV data), dated 2025-09-30 to 2026-10-01. Most frequent: Wells Capital Advisors LLC (1). Each record links to a full report and the official source. Last updated 2026-10-28. Source: SEC monthly roster of registered investment advisers (Form ADV data). **Search, filter and export NewRiaPulse records** [Run instant live search with these filters](/v/newriapulse?status=pending&channel=pseo#vt-out) [Download free 3-row sample CSV](/v1/verticals/newriapulse/records.csv?status=pending) Unlock the full CSV for these filters — $4.99 → ✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days ## Get new NewRiaPulse records by email (free, weekly) We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email. Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe. [See this week's digest](/digest/newriapulse) Records 219 Most frequent - Wells Capital Advisors LLC (1) - Nextreg Advisors LLC (1) - Everoak Wealth Co (1) - Brookstone Wealth Management, INC. (1) - Manifold Investment Partners LLC (1) ## How do I get new newRiaPulse: In 120-day approval window by email? Search, filter and export these records, or get alerts when new ones appear. [Search and filter](/v/newriapulse?status=pending) [Watch this exact filter](/v/newriapulse?status=pending#more-ways) [See alert plans](/v/newriapulse#pricing) ## What are the top newRiaPulse: In 120-day approval window right now? | Record | AUM | Accounts | City | |---|---|---|---| | Wells Capital Advisors LLC | | | Las Vegas | | Nextreg Advisors LLC | | | Miami | | Everoak Wealth Co | | | Colorado Springs | | Brookstone Wealth Management, INC. | | | Oxford | | Manifold Investment Partners LLC | | | San Francisco | | Lorum Advisory LLC | | | New York | | Stax Labs | | | | | 24a Capital Management LLC | | | Houston | | Cambial Partners LP | | | New York, Ny | | Fortuna Private Wealth Management Corp. | | | Miami | | Forvm Global Investments LLC | | | New York | | Omnimint Advisors LLC | | | | | Holm & Baucom Wealth Advisors, LLC | | | Victoria | | Somerset Advisory, LLC | | | Birmingham | | Professional Planning & Wealth | | | Greenville | | Inviscid | Included in the full CSV with every column 🔒 Unlock all 219 records → | | Opima Capital Management, LLC | Included in the full CSV with every column 🔒 Unlock all 219 records → | | Integrated Management Systems Capital Management LLC | Included in the full CSV with every column 🔒 Unlock all 219 records → | Browse 35 more matching record reports - [Inviscid](/report/newriapulse/inviscid--ria-343561) - [Opima Capital Management, LLC](/report/newriapulse/opima-capital-management-llc-ocoee-fl--ria-343836) - [Integrated Management Systems Capital Management LLC](/report/newriapulse/integrated-management-systems-capital-management-llc-east-orange-nj--ria-343591) - [Vessel Wealth Partners](/report/newriapulse/vessel-wealth-partners-mendota-heights-mn--ria-343180) - [Fathom Advisors LLC](/report/newriapulse/fathom-advisors-llc-minneapolis-mn--ria-343731) - [Round Table Advisors, LLC](/report/newriapulse/round-table-advisors-llc-chattanooga-tn--ria-343859) - [Lr3 Partners](/report/newriapulse/lr3-partners-conshohocken-pa--ria-344089) - [Boardwalk Investment Group LP](/report/newriapulse/boardwalk-investment-group-lp-miami-fl--ria-342867) - [5280 Associates](/report/newriapulse/5280-associates-denver-co--ria-343955) - [Fmac Management LLC](/report/newriapulse/fmac-management-llc-new-york-ny--ria-337946) - [Byreforge Management, LP](/report/newriapulse/byreforge-management-lp-new-york-ny--ria-340666) - [Rise Private Wealth Management](/report/newriapulse/rise-private-wealth-management-bedford-nh--ria-343846) - [Aligned Wealth Advisors, LLC](/report/newriapulse/aligned-wealth-advisors-llc-miami-fl--ria-343143) - [Heirmont Wealth Management](/report/newriapulse/heirmont-wealth-management-uniondale-ny--ria-344021) - [Live Oak Family Offices LLC](/report/newriapulse/live-oak-family-offices-llc--ria-141570) - [Nwealth INC](/report/newriapulse/nwealth-inc-london--ria-340017) - [East Franklin Capital](/report/newriapulse/east-franklin-capital-wilmington-nc--ria-343891) - [Stribling-Whalen Financial Group](/report/newriapulse/stribling-whalen-financial-group-gainesville-ga--ria-343346) - [Leland Wealth Management](/report/newriapulse/leland-wealth-management--ria-344175) - [Aegis Guild Capital, LLC](/report/newriapulse/aegis-guild-capital-llc-new-york-ny--ria-339354) - [Boria Wealth Management, LTD](/report/newriapulse/boria-wealth-management-ltd-wayzata-mn--ria-343761) - [Istari Capital Management LP](/report/newriapulse/istari-capital-management-lp-santa-monica-ca--ria-344003) - [Kynance Cove Capital LLC](/report/newriapulse/kynance-cove-capital-llc-london--ria-343050) - [Strategence Capital LLC](/report/newriapulse/strategence-capital-llc-van-wert-oh--ria-343488) - [Aquium Legacy Partners](/report/newriapulse/aquium-legacy-partners--ria-343902) - [Dan Thornsberry Capital Advisors, LLC](/report/newriapulse/dan-thornsberry-capital-advisors-llc-belleair-beach-fl--ria-343946) - [Novera Wealth, INC.](/report/newriapulse/novera-wealth-inc-new-york-ny--ria-343978) - [Cameron Signature Wealth Advisors LLC](/report/newriapulse/cameron-signature-wealth-advisors-llc-charlotte-nc--ria-339500) - [Madison Lasalle Advisers LLC](/report/newriapulse/madison-lasalle-advisers-llc-chicago-il--ria-342901) - [Bellerive Capital, LLC](/report/newriapulse/bellerive-capital-llc--ria-343680) - [Geiger Group Wealth Management](/report/newriapulse/geiger-group-wealth-management--ria-343752) - [Nel Mezzo LLC](/report/newriapulse/nel-mezzo-llc--ria-343911) - [Beacon Coast Partners, LLC](/report/newriapulse/beacon-coast-partners-llc-san-francisco-ca--ria-341584) - [Whiterock Wealth Design, LLC](/report/newriapulse/whiterock-wealth-design-llc-fayetteville-ar--ria-342236) - [Wealth Intelligently Navigated, LLC](/report/newriapulse/wealth-intelligently-navigated-llc-greer-sc--ria-340998) ## Which related categories and locations should I check? ### Browse by assets under management [$100M-$500M (908)](/hub/newriapulse/aum/100) [Under $100M (403)](/hub/newriapulse/aum/0) [$500M-$1B (71)](/hub/newriapulse/aum/500) [$1B-$10B (55)](/hub/newriapulse/aum/1000) [$10B+ (13)](/hub/newriapulse/aum/10000) ### Browse by state [New York (178)](/hub/newriapulse/state/ny) [California (148)](/hub/newriapulse/state/ca) [Florida (113)](/hub/newriapulse/state/fl) [Texas (86)](/hub/newriapulse/state/tx) [Illinois (57)](/hub/newriapulse/state/il) [Massachusetts (38)](/hub/newriapulse/state/ma) [Ohio (37)](/hub/newriapulse/state/oh) [New Jersey (34)](/hub/newriapulse/state/nj) [Connecticut (32)](/hub/newriapulse/state/ct) [Pennsylvania (30)](/hub/newriapulse/state/pa) [Colorado (29)](/hub/newriapulse/state/co) [Michigan (27)](/hub/newriapulse/state/mi) [Arizona (26)](/hub/newriapulse/state/az) [Georgia (25)](/hub/newriapulse/state/ga) [North Carolina (22)](/hub/newriapulse/state/nc) [Tennessee (22)](/hub/newriapulse/state/tn) [Virginia (20)](/hub/newriapulse/state/va) [Utah (19)](/hub/newriapulse/state/ut) [Wisconsin (18)](/hub/newriapulse/state/wi) [Missouri (15)](/hub/newriapulse/state/mo) [South Carolina (14)](/hub/newriapulse/state/sc) [Washington (14)](/hub/newriapulse/state/wa) [Minnesota (13)](/hub/newriapulse/state/mn) [Oregon (13)](/hub/newriapulse/state/or) [Maryland (12)](/hub/newriapulse/state/md) [Indiana (11)](/hub/newriapulse/state/in) [Kansas (8)](/hub/newriapulse/state/ks) [Iowa (7)](/hub/newriapulse/state/ia) [Kentucky (7)](/hub/newriapulse/state/ky) [Louisiana (7)](/hub/newriapulse/state/la) [Nevada (7)](/hub/newriapulse/state/nv) [Alabama (6)](/hub/newriapulse/state/al) [New Hampshire (6)](/hub/newriapulse/state/nh) [Delaware (5)](/hub/newriapulse/state/de) [Mississippi (5)](/hub/newriapulse/state/ms) [Oklahoma (5)](/hub/newriapulse/state/ok) [Rhode Island (5)](/hub/newriapulse/state/ri) [District of Columbia (4)](/hub/newriapulse/state/dc) [Idaho (4)](/hub/newriapulse/state/id) [Nebraska (4)](/hub/newriapulse/state/ne) ### Browse by registration status [Approved (1231)](/hub/newriapulse/status/approved) ## Frequently asked questions ### How many newRiaPulse: In 120-day approval window are listed? 219 records from SEC monthly roster of registered investment advisers (Form ADV data), last refreshed automatically. The most recent is dated 2026-10-01. ### Can I get alerts for In 120-day approval window? Yes. NewRiaPulse can email you new records matching this filter; plans are listed on the NewRiaPulse page. Source: SEC monthly roster of registered investment advisers (Form ADV data). Informational only. [RSS feed of new records](/feed/newriapulse.xml) ## Often used together - [FormDPulse](/formdpulse) - [IpoFilingPulse](/v/ipofilingpulse) - [TxWorkersCompRenewalPulse](/v/txworkerscomprenewalpulse) - [EvChargerProgramAudit](/evchargerprogramaudit) - [AccessPulse](/accesspulse) - [OidcConfigAudit](/oidcconfigaudit)