# Sword Financial Corp.: Form D capital raise (Horion, WI)

**Vendor Spend Propensity Score (CPA / Tax / Audit):** 58/100
**Estimated post-raise budget for this service type:** $0 (heuristic)

| Field | Value |
|---|---|
| Industry | Commercial Banking (Financial Services) |
| Operating company | Yes |
| Exemption | 506(b) |
| Amount sold | $0 |
| Total offering | $60,100,000 |
| Investors so far | 0 |
| First sale | 2026-07-31 |
| Filed | 2026-11-02 |
| Entity | Corporation |

## Executives and related persons (as listed in the filing)
- Frederick F. Schwertfeger: Executive Officer, Director
- Frederick C. Schwertfeger: Executive Officer, Director
- Alexandra G. Solanki: Director
- John R. Triller: Director
- Gail Marie Jones: Director

## Why this score
- Operating company: new capital typically funds hiring, facilities and vendors.
- No amount sold reported yet.
- Financial Services companies are a strong fit for CPA / Tax / Audit services.
- New filing (not an amendment): the raise is fresh.
- Filed 3 days ago.

Source: SEC EDGAR Form D filings (U.S. Securities and Exchange Commission) (https://www.sec.gov/Archives/edgar/data/1764930/000176493026000003/). Last refreshed: 2026-11-04T21:30:53.147Z.
Informational only. SEC EDGAR Form D data is shown for business-development research; it is not investment advice and not an offer or solicitation to buy or sell any security. Not legal or financial advice.