# Tier1 Alpha Asset Management, LLC: Form D capital raise (Columbus, OH)

**Vendor Spend Propensity Score (CPA / Tax / Audit):** 70/100
**Estimated post-raise budget for this service type:** $97,807 (heuristic)

| Field | Value |
|---|---|
| Industry | Other Banking and Financial Services (Financial Services) |
| Operating company | Yes |
| Exemption | 506(b) |
| Amount sold | $4,890,359 |
| Total offering | $6,999,935 |
| Investors so far | 13 |
| First sale | 2026-10-19 |
| Filed | 2026-10-27 |
| Entity | Limited Liability Company, incorporated 2026 |

## Executives and related persons (as listed in the filing)
- Michael W Green: Executive Officer, Director
- James Seth Metcalf: Executive Officer, Director
- Craig Peterson: Executive Officer
- David Pegler: Executive Officer
- Harley Bassman: Director

## Why this score
- Operating company: new capital typically funds hiring, facilities and vendors.
- Raised $4,890,359 so far.
- Financial Services companies are a strong fit for CPA / Tax / Audit services.
- New filing (not an amendment): the raise is fresh.
- Incorporated in the last five years: likely still building out finance and insurance.

Source: SEC EDGAR Form D filings (U.S. Securities and Exchange Commission) (https://www.sec.gov/Archives/edgar/data/2161464/000216146426000001/). Last refreshed: 2026-11-04T01:28:40.459Z.
Informational only. SEC EDGAR Form D data is shown for business-development research; it is not investment advice and not an offer or solicitation to buy or sell any security. Not legal or financial advice.