# Allen Financial Partners: applying for SEC registration, Prescott, AZ

**Score:** 40/100

| Field | Value |
|---|---|
| Firm | Allen Financial Partners |
| Legal name | Joe Allen, LLC |
| CRD | 342928 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-07-20 |
| Latest Form ADV filing | 2026-07-02 |
| Location | Prescott, AZ, United States |
| Employees | 3 |
| Website | HTTPS://WWW.ALLENFINANCIALPARTNERS.COM |

## Why this score
- Still in the approval window: vendors not yet chosen.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/342928). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.