# Cw Securities, LLC: new SEC registration, $113M AUM, Knoxville, TN

**Score:** 40/100

| Field | Value |
|---|---|
| Firm | Cw Securities, LLC |
| Legal name | Cw Securities, LLC |
| CRD | 124496 |
| Status | Approved |
| Registered with the SEC | 2026-05-29 |
| Latest Form ADV filing | 2026-09-09 |
| Location | Knoxville, TN, United States |
| Regulatory AUM | $113,478,500 |
| Accounts | 145 |
| Employees | 3 |

## Why this score
- $113M under management.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/124496). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.