# Daly Investment Management, LLC: new SEC registration, $124M AUM, Mount Prospect, IL

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | Daly Investment Management, LLC |
| Legal name | Daly Investment Management, LLC |
| CRD | 149980 |
| Status | Approved |
| Registered with the SEC | 2026-06-04 |
| Latest Form ADV filing | 2026-06-10 |
| Location | Mount Prospect, IL, United States |
| Regulatory AUM | $123,548,761 |
| Accounts | 125 |
| Employees | 1 |
| Website | HTTPS://WWW.DALYINVESTMENT.COM |

## Why this score
- $124M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/149980). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.