# Efm Investments & Advisory LLC: new SEC registration, $680M AUM, Portland, OR

**Score:** 55/100

| Field | Value |
|---|---|
| Firm | Efm Investments & Advisory LLC |
| Legal name | Efm Investments & Advisory LLC |
| CRD | 339744 |
| Status | Approved |
| Registered with the SEC | 2026-01-23 |
| Latest Form ADV filing | 2026-03-31 |
| Location | Portland, OR, United States |
| Regulatory AUM | $680,035,856 |
| Accounts | 9 |
| Employees | 13 |
| Website | https://efmi.com/ |

## Why this score
- $680M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/339744). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.