# Guggenheim Asset-Backed Finance Company, LLC: new SEC registration, $1,438M AUM, New York, NY

**Score:** 55/100

| Field | Value |
|---|---|
| Firm | Guggenheim Asset-Backed Finance Company, LLC |
| Legal name | Guggenheim Asset-Backed Finance Company, LLC |
| CRD | 340242 |
| Status | Approved |
| Registered with the SEC | 2026-04-20 |
| Latest Form ADV filing | 2026-08-17 |
| Location | New York, NY, United States |
| Regulatory AUM | $1,437,839,500 |
| Accounts | 2 |
| Employees | 9 |
| Website | http://guggenheimpartners.com |

## Why this score
- $1,438M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/340242). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.