# Iron Horse Asset Management LLC: applying for SEC registration, Neenah, WI

**Score:** 35/100

| Field | Value |
|---|---|
| Firm | Iron Horse Asset Management LLC |
| Legal name | Iron Horse Asset Management LLC |
| CRD | 343529 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-08-14 |
| Latest Form ADV filing | 2026-08-03 |
| Location | Neenah, WI, United States |
| Employees | 1 |

## Why this score
- Still in the approval window: vendors not yet chosen.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/343529). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.