# Olde Raleigh Financial Group: applying for SEC registration, $566M AUM, Raleigh, NC

**Score:** 65/100

| Field | Value |
|---|---|
| Firm | Olde Raleigh Financial Group |
| Legal name | Ami Enterprises INC. |
| CRD | 342848 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-07-02 |
| Latest Form ADV filing | 2026-10-27 |
| Location | Raleigh, NC, United States |
| Regulatory AUM | $565,722,655 |
| Accounts | 1322 |
| Employees | 7 |
| Website | https://www.linkedin.com/company/olde-raleigh-financial-group/ |

## Why this score
- $566M under management.
- Still in the approval window: vendors not yet chosen.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/342848). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.