# Pathfinder Advisory, INC.: new SEC registration, $121M AUM, Rockford, IL

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | Pathfinder Advisory, INC. |
| Legal name | Pathfinder Wealth Management, INC. |
| CRD | 122768 |
| Status | Approved |
| Registered with the SEC | 2026-04-10 |
| Latest Form ADV filing | 2026-03-13 |
| Location | Rockford, IL, United States |
| Regulatory AUM | $121,422,558 |
| Accounts | 145 |
| Employees | 5 |
| Website | https://www.facebook.com/PathfinderWealth/ |

## Why this score
- $121M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/122768). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.