# Pearson Financial Services: new SEC registration, $885M AUM, Dennis, MA

**Score:** 55/100

| Field | Value |
|---|---|
| Firm | Pearson Financial Services |
| Legal name | Pearson And Associates, LLC |
| CRD | 130143 |
| Status | Approved |
| Registered with the SEC | 2026-08-21 |
| Latest Form ADV filing | 2026-08-17 |
| Location | Dennis, MA, United States |
| Regulatory AUM | $885,000,000 |
| Accounts | 1921 |
| Employees | 8 |
| Website | HTTP://WWW.SPEARSONFINANCIAL.COM |

## Why this score
- $885M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/130143). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.