# Professional Financial Management, INC.: new SEC registration, $116M AUM, Appleton, WI

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | Professional Financial Management, INC. |
| Legal name | Professional Financial Management, INC. |
| CRD | 154016 |
| Status | Approved |
| Registered with the SEC | 2026-01-21 |
| Latest Form ADV filing | 2026-03-18 |
| Location | Appleton, WI, United States |
| Regulatory AUM | $115,520,555 |
| Accounts | 659 |
| Employees | 5 |
| Website | HTTP://WWW.PFMRIA.COM |

## Why this score
- $116M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/154016). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.