# RIA Group, LLC: applying for SEC registration, Des Moines, IA

**Score:** 40/100

| Field | Value |
|---|---|
| Firm | RIA Group, LLC |
| Legal name | RIA Group, LLC |
| CRD | 343724 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-09-01 |
| Latest Form ADV filing | 2026-09-02 |
| Location | Des Moines, IA, United States |
| Employees | 6 |
| Website | https://www.linkedin.com/company/ria-group-ia/ |

## Why this score
- Still in the approval window: vendors not yet chosen.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/343724). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.