# Smbc Asset Management, INC.: new SEC registration, $200M AUM, New York, NY

**Score:** 40/100

| Field | Value |
|---|---|
| Firm | Smbc Asset Management, INC. |
| Legal name | Smbc Asset Management, INC. |
| CRD | 109691 |
| Status | Approved |
| Registered with the SEC | 2026-05-29 |
| Latest Form ADV filing | 2026-09-25 |
| Location | New York, NY, United States |
| Regulatory AUM | $199,782,536 |
| Accounts | 4 |
| Employees | 15 |

## Why this score
- $200M under management.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/109691). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.