# Stone Oak Capital LLC: new SEC registration, $34M AUM, Rochester, NY

**Score:** 30/100

| Field | Value |
|---|---|
| Firm | Stone Oak Capital LLC |
| Legal name | Stone Oak Capital LLC |
| CRD | 341363 |
| Status | Approved |
| Registered with the SEC | 2026-04-22 |
| Latest Form ADV filing | 2026-07-02 |
| Location | Rochester, NY, United States |
| Regulatory AUM | $33,720,036 |
| Accounts | 200 |
| Employees | 2 |
| Website | https://stoneoakcap.com/ |

## Why this score
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/341363). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.