# Swad Wealth Management LLC: new SEC registration, $111M AUM, Santa Rosa, CA

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | Swad Wealth Management LLC |
| Legal name | Swad Wealth Management, LLC |
| CRD | 319218 |
| Status | Approved |
| Registered with the SEC | 2026-08-07 |
| Latest Form ADV filing | 2026-10-21 |
| Location | Santa Rosa, CA, United States |
| Regulatory AUM | $111,061,079 |
| Accounts | 192 |
| Employees | 2 |
| Website | https://www.facebook.com/swadwealth |

## Why this score
- $111M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/319218). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.