# The Financial Legacy Group: new SEC registration, $107M AUM, Charlotte, NC

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | The Financial Legacy Group |
| Legal name | The Financial Legacy Group, LLC |
| CRD | 287632 |
| Status | Approved |
| Registered with the SEC | 2026-02-26 |
| Latest Form ADV filing | 2026-01-27 |
| Location | Charlotte, NC, United States |
| Regulatory AUM | $107,292,807 |
| Accounts | 414 |
| Employees | 3 |
| Website | HTTP://WWW.THEFINANCIALLEGACYGROUP.COM |

## Why this score
- $107M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/287632). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.