# West Financial Strategies, INC.: new SEC registration, $121M AUM, Sanford, NC

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | West Financial Strategies, INC. |
| Legal name | West Financial Strategies, INC. |
| CRD | 118241 |
| Status | Approved |
| Registered with the SEC | 2026-06-08 |
| Latest Form ADV filing | 2026-05-08 |
| Location | Sanford, NC, United States |
| Regulatory AUM | $121,014,544 |
| Accounts | 318 |
| Employees | 3 |
| Website | https://westfinancialstrategies.com/ |

## Why this score
- $121M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/118241). Last refreshed: 2026-11-04T21:45:24.609Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.