# Wms Group LLC: new SEC registration, $125M AUM, 

**Score:** 45/100

| Field | Value |
|---|---|
| Firm | Wms Group LLC |
| Legal name | Wms Group LLC |
| CRD | 164327 |
| Status | Approved |
| Registered with the SEC | 2026-03-30 |
| Latest Form ADV filing | 2026-04-07 |
| Regulatory AUM | $125,258,865 |
| Accounts | 521 |
| Employees | 2 |
| Website | HTTP://WWW.ADVISORMIKE.COM |

## Why this score
- $125M under management.
- Website on file.

Source: SEC monthly roster of registered investment advisers (Form ADV data) (https://adviserinfo.sec.gov/firm/summary/164327). Last refreshed: 2026-10-28T20:49:58.746Z.
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.