# NewRiaPulse: every newly SEC-registered investment adviser **NewRiaPulse tracks 1,450 records from SEC monthly roster of registered investment advisers (Form ADV data), last refreshed 2026-10-28, for RIA custodians, compliance consultants and outsourced CCO firms, wealth-tech and CRM vendors, TAMPs and model-portfolio providers, insurance and E&O brokers, and recruiters for breakaway advisers. Search, filter and preview free; CSV unlocks, alerts and API access start at $4.99. Every record links to its official source.** Firms that just became (or are applying to become) SEC-registered investment advisers, with regulatory assets under management, client accounts, employees, location and website. Filter by size and state. **Instant Full CSV Unlock $4.99 one-time · Alerts (weekly email, billed monthly) from $9/month** Card, Apple Pay, Google Pay or Link via Stripe; refunds on request within 14 days. Get Instant Full CSV Unlock — $4.99 → [See all plans](#pricing) Long-tail intelligence feed for RIA custodians, compliance consultants and outsourced CCO firms, wealth-tech and CRM vendors, TAMPs and model-portfolio providers, insurance and E&O brokers, and recruiters for breakaway advisers LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT Have a key? Paste it to unlock the full CSV (up to 500 rows): Score is a heuristic estimate, not advice. ## Unlock the complete deliverable Your free search above is complete. The full CSV adds every matching row with all columns (up to 500); the free CSV has 3 (10 when you confirm your email). Tailor unlock for: My businessClient / agency auditSales / lead list Add Pro monitoring instead: Alerts (weekly email, billed monthly), $9/month, re-checks on a schedule and emails changes Unlock everything — $4.99 one-time → Card, Apple Pay, Google Pay or Link via Stripe; refunds on request within 14 days. ✓ Live public data, refreshed 2026-10-28 · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days Preview what the unlock includes - Every matching row, up to 500 (the free CSV has 3; 10 when you confirm your email) - Columns: Firm, AUM, Accounts, City, State, Registered, plus each record's source link - CSV that opens in Excel or Google Sheets and imports into a CRM Already paid? Enter your key or email to unlock Double opt-in: we email one confirmation link first; nothing else until you confirm. One-click unsubscribe. ## Top NewRiaPulse records - [Vanguard Capital Management, LLC](/report/newriapulse/vanguard-capital-management-llc-malvern-pa--ria-338002) — 8,436,182 - [Vanguard Portfolio Management, LLC](/report/newriapulse/vanguard-portfolio-management-llc-malvern-pa--ria-338003) — 2,656,484 - [Caxton Associates LLP](/report/newriapulse/caxton-associates-llp-london--ria-333153) — 71,558 - [Mic Capital Management Uk LLP](/report/newriapulse/mic-capital-management-uk-llp-london--ria-316617) — 36,796 - [Old Mission Asset Management LLC](/report/newriapulse/old-mission-asset-management-llc-chicago-il--ria-343283) — 34,126 ## Latest top-scored records | Record | AUM | Accounts | City | |---|---|---|---| | Coefficient Capital | $734,582,867 | 6 | New York | | Collaborative Fund Management LLC | $1,843,711,610 | 30 | New York | | Sageone Investment Managers LLP | $690,855,264 | 1113 | Pune | | Kare Manager Holdings, L.P. | $19,822,120,793 | 29 | Boca Raton | | Legacy Partners Financial Group, LLC | $107,628,538 | 517 | Woodstock | ### Browse by assets under management [$100M-$500M (908)](/hub/newriapulse/aum/100) [Under $100M (403)](/hub/newriapulse/aum/0) [$500M-$1B (71)](/hub/newriapulse/aum/500) [$1B-$10B (55)](/hub/newriapulse/aum/1000) [$10B+ (13)](/hub/newriapulse/aum/10000) ### Browse by state [New York (178)](/hub/newriapulse/state/ny) [California (148)](/hub/newriapulse/state/ca) [Florida (113)](/hub/newriapulse/state/fl) [Texas (86)](/hub/newriapulse/state/tx) [Illinois (57)](/hub/newriapulse/state/il) [Massachusetts (38)](/hub/newriapulse/state/ma) [Ohio (37)](/hub/newriapulse/state/oh) [New Jersey (34)](/hub/newriapulse/state/nj) [Connecticut (32)](/hub/newriapulse/state/ct) [Pennsylvania (30)](/hub/newriapulse/state/pa) [Colorado (29)](/hub/newriapulse/state/co) [Michigan (27)](/hub/newriapulse/state/mi) [Arizona (26)](/hub/newriapulse/state/az) [Georgia (25)](/hub/newriapulse/state/ga) [North Carolina (22)](/hub/newriapulse/state/nc) [Tennessee (22)](/hub/newriapulse/state/tn) [Virginia (20)](/hub/newriapulse/state/va) [Utah (19)](/hub/newriapulse/state/ut) [Wisconsin (18)](/hub/newriapulse/state/wi) [Missouri (15)](/hub/newriapulse/state/mo) [South Carolina (14)](/hub/newriapulse/state/sc) [Washington (14)](/hub/newriapulse/state/wa) [Minnesota (13)](/hub/newriapulse/state/mn) [Oregon (13)](/hub/newriapulse/state/or) [Maryland (12)](/hub/newriapulse/state/md) [Indiana (11)](/hub/newriapulse/state/in) [Kansas (8)](/hub/newriapulse/state/ks) [Iowa (7)](/hub/newriapulse/state/ia) [Kentucky (7)](/hub/newriapulse/state/ky) [Louisiana (7)](/hub/newriapulse/state/la) [Nevada (7)](/hub/newriapulse/state/nv) [Alabama (6)](/hub/newriapulse/state/al) [New Hampshire (6)](/hub/newriapulse/state/nh) [Delaware (5)](/hub/newriapulse/state/de) [Mississippi (5)](/hub/newriapulse/state/ms) [Oklahoma (5)](/hub/newriapulse/state/ok) [Rhode Island (5)](/hub/newriapulse/state/ri) [District of Columbia (4)](/hub/newriapulse/state/dc) [Idaho (4)](/hub/newriapulse/state/id) [Nebraska (4)](/hub/newriapulse/state/ne) ### Browse by registration status [Approved (1231)](/hub/newriapulse/status/approved) [In 120-day approval window (219)](/hub/newriapulse/status/pending) [All NewRiaPulse hubs](/hub/newriapulse) · [RSS feed](/feed/newriapulse.xml) ## Get new NewRiaPulse records by email (free, weekly) We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email. Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe. [See this week's digest](/digest/newriapulse) ## Plans Monthly Yearly ### Instant Full CSV Unlock $4.99 one-time - One-time $4.99: full CSV of your current search (up to 500 rows instead of the free 3-row sample) - Unlocked instantly with your key; yours to keep Get Instant Full CSV Unlock — $4.99 → ### Alerts (weekly email, billed monthly) $9 / month ($0.30/day) - A weekly email of new records matching your filters, billed monthly; cancel any time Start Alerts (weekly email, billed monthly) → ### Pro Feed + API $49 / month ($1.61/day) - Daily alerts for up to 10 saved filters. Billed monthly (or yearly at the annual price); cancel any time - Full CSV export any time - REST and MCP API access Start Pro Feed + API → ## More ways to buy ### 500 API / MCP Credits $9.99 one-time - 500 full (unredacted) REST or MCP calls across every product - Credits never expire Buy now ### Unlimited API / MCP Key $29 / month - Unlimited full REST and MCP calls across every product. Billed monthly (or yearly at the annual price); cancel any time - For Make, Zapier, n8n and AI agents Subscribe ### Full Dataset Snapshot $49.00 one-time - One-time download of every real record we hold for this product as CSV - Cleaned, deduplicated, with source links Buy now API: 10 free calls per day without a key. Datasets contain public records only, at organization level. Payments are processed securely by Stripe. Refunds are available by default within the first 14 days of paid service. [Free weekly digest](/digest/newriapulse) · [Embed this feed on your site](/embed) · [RSS](/feed/newriapulse.xml) From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC. ## Often used together - [FormDPulse](/formdpulse) - [IpoFilingPulse](/v/ipofilingpulse) - [TxWorkersCompRenewalPulse](/v/txworkerscomprenewalpulse) - [EvChargerProgramAudit](/evchargerprogramaudit) - [AccessPulse](/accesspulse) - [OidcConfigAudit](/oidcconfigaudit)