Where does the data come from?

Federal Register API (Office of the Federal Register). Official record: https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules

Transfer Agent Rules

Q: How to monitor Securities and Exchange Commission and peer proposed rule records

FederalRegisterCompliancePulse lists new FederalRegisterCompliancePulse records from Federal Register API (Office of the Federal Register) as they are published; a free weekly email digest and paid alerts follow records like this one.

Securities and Exchange Commission: proposed rule. Dated 61 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-11-03, from Federal Register API (Office of the Federal Register).

Data as of 2026-11-03 · Compiled by Zalwin from Federal Register API (Office of the Federal Register)

Free preview: all 10 published fields of this record are shown below. Locked: 18 related FederalRegisterCompliancePulse records and the 5-column CSV export.

Field	Value
Agency	Securities and Exchange Commission
Type	Proposed rule
Action	Proposed rule.
Published	2026-09-04
Effective	2026-09-04
Comments close	2026-11-03
Significant	Yes (EO 12866)
CFR parts	17 CFR 240, 17 CFR 249
Summary	The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.
Document number	2026-18190
Peer records CSV (19 records)	🔒 Click to unlock →
CRM-ready export with official source URLs	🔒 Click to unlock →

View the official record

Markdown version

Watch Securities and Exchange Commission

Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.

Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.

Free first: a 10-record sample of records

See the real columns before you buy. One confirmation email, nothing else unless you opt in.

Unlock Securities and Exchange Commission + all 19 records (CSV)

Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Agency · Type · Rule · Effective · Comments close · official source URL

Source agency: Federal Register API (Office of the Federal Register)
Record date: 2026-09-04
Data refreshed: 2026-11-03
Refunds on request within 14 days

Search all records free →

Top FederalRegisterCompliancePulse records (securities-and-exchange-commission first): SEC · SEC · SEC · SEC · SEC · Browse all by state and category →

LIVE PUBLIC DATA Source: Federal Register API (Office of the Federal Register) · Last refreshed: Tue, 03 Nov 2026 19:10:06 GMT

Is this your business? Add a "Listed on Zalwin" badge to your site

Paste this snippet into your website. It links to this public record; nothing is tracked on your site.

<a href="https://zalwin.com/report/federalregistercompliancepulse/securities-and-exchange-commission--fr-2026-18190" rel="noopener"><img src="https://zalwin.com/badge/listed.svg" alt="Securities and Exchange Commission on Zalwin public records" width="150" height="28"></a>

Peer benchmark and outreach value: Securities and Exchange Commission and 19 securities-and-exchange-commission peers

Your role Typical deal size (USD) Assumed reply-to-deal rate (%)

securities-and-exchange-commission FederalRegisterCompliancePulse records like this one: 19
Timing: Low: older than 30 days
Estimated pipeline if you contact every securities-and-exchange-commission peer: $3,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)

45 / 100 Action Urgency Score

Significant rule under EO 12866.

What is the FederalRegisterCompliancePulse record for Securities and Exchange Commission?

Securities and Exchange Commission published a proposed rule on 2026-09-04, effective 2026-09-04, comments due 2026-11-03: Transfer Agent Rules.

How does Securities and Exchange Commission compare to other FederalRegisterCompliancePulse records?

It is 61 days old; check the official source for later updates before acting.

How to monitor Securities and Exchange Commission and peer proposed rule records

Get new FederalRegisterCompliancePulse records like Securities and Exchange Commission by email (free, weekly)

We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.

Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.

See this week's digest

Get new rules for your agencies

FederalRegisterCompliancePulse emails new final and proposed rules matching your agencies, with the deadlines.

See plans

✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days

Data from the Federal Register API; the published Federal Register document is authoritative. Informational only, not legal advice.