2201 Capital, LLC: new SEC registration, $40M AUM, New York, NY
2201 Capital, LLC (New York, New York): new SEC registration, $40M AUM, New York, NY. Its amount of 40 is below the median of 134 (4th percentile). Dated 250 days ago, it serves as a historical benchmark. Score 25/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 40 · 4th percentile of 1,149 NewRiaPulse records · 0.3x the median
Free preview: all 10 published fields of this record are shown below. Locked: 177 related NY NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | 2201 Capital, LLC |
| Legal name | 2201 Capital, LLC |
| CRD | 341112 |
| Status | Approved |
| Registered with the SEC | 2026-02-27 |
| Latest Form ADV filing | 2026-06-30 |
| Location | New York, NY, United States |
| Regulatory AUM | $40,000,000 |
| Accounts | 25 |
| Employees | 3 |
| amount percentile | 4th of 1,149 (median 134, 0.3x median) |
| Peer records CSV (178 NY records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-02-27
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NY first): Park Square Capital USA LP · Silver Rock Capital Partners · Alesco Advisors, LLC, An Esl Company · Bonaccord Capital Partners · S3 Capital Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: 2201 Capital, LLC and 178 New York peers
- New York NewRiaPulse records like this one: 178
- 2201 Capital, LLC's amount: 4th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every New York peer: $35,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
25 / 100 Score
What is the NewRiaPulse record for 2201 Capital, LLC in New York, New York?
2201 Capital, LLC received SEC registration as an investment adviser (2026-02-27) with $40,000,000 in regulatory assets under management, based in New York, NY.
How does 2201 Capital, LLC compare to other New York NewRiaPulse records?
Its amount of 40 is below the median (4th percentile); smaller records often move faster and face less competition. It is 250 days old; check the official source for later updates before acting. Its Score of 25/100 is modest; treat it as background rather than a priority.
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.