Aegis Guild Capital, LLC: applying for SEC registration, New York, NY
Aegis Guild Capital, LLC (New York, New York): applying for SEC registration, New York, NY. Dated 38 days ago, it serves as a historical benchmark. Score 65/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 177 related NY NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Aegis Guild Capital, LLC |
| Legal name | Aegis Guild Capital, LLC |
| CRD | 339354 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-09-28 |
| Latest Form ADV filing | 2026-09-25 |
| Location | New York, NY, United States |
| Employees | 5 |
| Peer records CSV (178 NY records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-28
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NY first): Park Square Capital USA LP · Silver Rock Capital Partners · Alesco Advisors, LLC, An Esl Company · Bonaccord Capital Partners · S3 Capital Advisors LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Aegis Guild Capital, LLC and 178 New York peers
- New York NewRiaPulse records like this one: 178
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every New York peer: $35,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
65 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for Aegis Guild Capital, LLC in New York, New York?
Aegis Guild Capital, LLC applied for SEC registration as an investment adviser (2026-09-28), based in New York, NY.
How does Aegis Guild Capital, LLC compare to other New York NewRiaPulse records?
It is 38 days old, still within a typical 45-day follow-up window.
Aegis Guild Capital, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Aegis Guild Capital, LLC | New York, NY | 2026-09-28 |
| Lorum Advisory LLC | New York, NY | 2026-09-29 |
| Cambial Partners LP | New York, Ny, NY | 2026-09-25 |
| Forvm Global Investments LLC | New York, NY | 2026-09-22 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.