Ellis Wealth Advisors, LLC: applying for SEC registration, Madison, AL
Ellis Wealth Advisors, LLC (Madison, Alabama): applying for SEC registration, Madison, AL. Dated 132 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 5 related AL NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Ellis Wealth Advisors, LLC |
| Legal name | Ellis Wealth Advisors, LLC |
| CRD | 342527 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-06-26 |
| Latest Form ADV filing | 2026-07-14 |
| Location | Madison, AL, United States |
| Employees | 4 |
| Website | https://ewamadison.com |
| Peer records CSV (6 AL records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Ellis Wealth Advisors, LLC
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Free first: a 10-record sample of AL records
See the real columns before you buy. One confirmation email, nothing else unless you opt in.
Unlock Ellis Wealth Advisors + all 6 AL records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-26
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (AL first): Park Lane Advisors, LLC · Axient Investment Advisors LLC · Naviant Partners, LLC · Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
Peer benchmark and outreach value: Ellis Wealth Advisors, LLC and 6 Alabama peers
- Alabama NewRiaPulse records like this one: 6
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Alabama peer: $1,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Ellis Wealth Advisors, LLC in Madison, Alabama?
Ellis Wealth Advisors, LLC applied for SEC registration as an investment adviser (2026-06-26), based in Madison, AL.
How does Ellis Wealth Advisors, LLC compare to other Alabama NewRiaPulse records?
It is 132 days old; check the official source for later updates before acting.
Ellis Wealth Advisors, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Ellis Wealth Advisors, LLC | Madison, AL | 2026-06-26 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
Related records
NewRiaPulse: Under $100M NewRiaPulse: records in Alabama NewRiaPulse: In 120-day approval window
More Alabama public-record feeds
School & Library E-Rate Contracts Up for Rebid in Alabama Newly CLIA-Certified Laboratories by State & Certificate in Alabama New, Terminating & Large 401(k) Plans from Form 5500 Filings in Alabama HIPAA Breach Reports (500+ Individuals) by State & Type in Alabama New & Re-Approved E-Rate Service Providers (FCC Form 498 / SPIN) in Alabama Carrier Out-of-Service Alerts in Alabama New FDA Medical Device Listings by Manufacturer, CMO & Sterilizer in Alabama New NIH Research Awards by Organization in Alabama
How to monitor Ellis Wealth Advisors, LLC and peer in 120-day approval window records
Get new NewRiaPulse records like Ellis Wealth Advisors, LLC by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.