Professional Planning & Wealth: applying for SEC registration, Greenville, SC
Professional Planning & Wealth (Greenville, South Carolina): applying for SEC registration, Greenville, SC. Dated 49 days ago, it serves as a historical benchmark. Score 70/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 13 related SC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Professional Planning & Wealth |
| Legal name | Professional Planning & Wealth, LLC |
| CRD | 342089 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-09-16 |
| Latest Form ADV filing | 2026-09-15 |
| Location | Greenville, SC, United States |
| Employees | 5 |
| Website | https://www.facebook.com/PPWGreenville/ |
| Peer records CSV (14 SC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-16
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Professional Planning & Wealth and 14 South Carolina peers
- South Carolina NewRiaPulse records like this one: 14
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every South Carolina peer: $2,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
70 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Professional Planning & Wealth in Greenville, South Carolina?
Professional Planning & Wealth applied for SEC registration as an investment adviser (2026-09-16), based in Greenville, SC.
How does Professional Planning & Wealth compare to other South Carolina NewRiaPulse records?
It is 49 days old; check the official source for later updates before acting. Its Score of 70/100 puts it among the stronger signals in this feed.
Professional Planning & Wealth vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Professional Planning & Wealth | Greenville, SC | 2026-09-16 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.