Regiment Capital Advisors, LLC: applying for SEC registration, Chicago, IL
Regiment Capital Advisors, LLC (Chicago, Illinois): applying for SEC registration, Chicago, IL. Dated 69 days ago, it serves as a historical benchmark. Score 35/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 56 related IL NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Regiment Capital Advisors, LLC |
| Legal name | Regiment Capital Advisors, LLC |
| CRD | 339622 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-08-27 |
| Latest Form ADV filing | 2026-08-25 |
| Location | Chicago, IL, United States |
| Employees | 1 |
| Peer records CSV (57 IL records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-08-27
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Regiment Capital Advisors, LLC and 57 Illinois peers
- Illinois NewRiaPulse records like this one: 57
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Illinois peer: $11,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
35 / 100 Score
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for Regiment Capital Advisors, LLC in Chicago, Illinois?
Regiment Capital Advisors, LLC applied for SEC registration as an investment adviser (2026-08-27), based in Chicago, IL.
How does Regiment Capital Advisors, LLC compare to other Illinois NewRiaPulse records?
It is 69 days old; check the official source for later updates before acting. Its Score of 35/100 is modest; treat it as background rather than a priority.
Regiment Capital Advisors, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Regiment Capital Advisors, LLC | Chicago, IL | 2026-08-27 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.