Sooner Private Financial LLC: applying for SEC registration, $9M AUM, Salem, NH
Sooner Private Financial LLC (Salem, New Hampshire): applying for SEC registration, $9M AUM, Salem, NH. Its amount of 9 is below the median of 134 (1st percentile). Dated 212 days ago, it serves as a historical benchmark. Score 35/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 9 · 1th percentile of 1,149 NewRiaPulse records · 0.1x the median
Free preview: all 10 published fields of this record are shown below. Locked: 5 related NH NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Sooner Private Financial LLC |
| Legal name | Sooner Private Financial LLC |
| CRD | 340648 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-04-06 |
| Latest Form ADV filing | 2026-09-01 |
| Location | Salem, NH, United States |
| Regulatory AUM | $8,995,352 |
| Accounts | 82 |
| Employees | 2 |
| amount percentile | 1th of 1,149 (median 134, 0.1x median) |
| Peer records CSV (6 NH records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-06
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NH first): Mardin Capital Group · Middle Street Capital, LLC · Gassman Financial LLC · Saltbox Financial LLC · Vanguard Capital Management, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Sooner Private Financial LLC and 6 New Hampshire peers
- New Hampshire NewRiaPulse records like this one: 6
- Sooner Private Financial LLC's amount: 1st percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every New Hampshire peer: $1,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
35 / 100 Score
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for Sooner Private Financial LLC in Salem, New Hampshire?
Sooner Private Financial LLC applied for SEC registration as an investment adviser (2026-04-06) with $8,995,352 in regulatory assets under management, based in Salem, NH.
How does Sooner Private Financial LLC compare to other New Hampshire NewRiaPulse records?
Its amount of 9 is below the median (1th percentile); smaller records often move faster and face less competition. It is 212 days old; check the official source for later updates before acting. Its Score of 35/100 is modest; treat it as background rather than a priority.
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.