Stribling-Whalen Financial Group: applying for SEC registration, Gainesville, GA
Stribling-Whalen Financial Group (Gainesville, Georgia): applying for SEC registration, Gainesville, GA. Dated 35 days ago, it serves as a historical benchmark. Score 65/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 24 related GA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Stribling-Whalen Financial Group |
| Legal name | Stribling-Whalen Financial Group, LLC |
| CRD | 343346 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-09-30 |
| Latest Form ADV filing | 2026-10-01 |
| Location | Gainesville, GA, United States |
| Employees | 7 |
| Peer records CSV (25 GA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-30
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Stribling-Whalen Financial Group and 25 Georgia peers
- Georgia NewRiaPulse records like this one: 25
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Georgia peer: $5,000 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
65 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for Stribling-Whalen Financial Group in Gainesville, Georgia?
Stribling-Whalen Financial Group applied for SEC registration as an investment adviser (2026-09-30), based in Gainesville, GA.
How does Stribling-Whalen Financial Group compare to other Georgia NewRiaPulse records?
It is 35 days old, still within a typical 45-day follow-up window.
Stribling-Whalen Financial Group vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Stribling-Whalen Financial Group | Gainesville, GA | 2026-09-30 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.