Ullman Investment Counsel LLC: new SEC registration, Toronto, Ontario, Canada
Ullman Investment Counsel LLC (Toronto, Ontario): new SEC registration, Toronto, Ontario, Canada. Dated 49 days ago, it serves as a historical benchmark. Score 60/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Ullman Investment Counsel LLC |
| Legal name | Ullman Investment Counsel LLC |
| CRD | 342915 |
| Status | Approved |
| Registered with the SEC | 2026-09-17 |
| Latest Form ADV filing | 2026-09-16 |
| Location | Toronto, Ontario, Canada |
| Employees | 10 |
| Website | https://www.ullmaninvestmentcounsel.com |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
Watch Ullman Investment Counsel LLC
Free email alert. Alert me when this company gets a new filing, lien, permit, contract or expiry in this feed. One confirmation email; unsubscribe any time.
Free for 1 company. More companies from $9/mo (25), $49/mo (500 + CSV), $199/mo (500 + CSV + API). Cancel any time from the link in every email.
Unlock Ullman Investment Counsel + 500 peer records (CSV)
Instant CSV download · Card, Apple Pay, Google Pay or Link via Stripe · No account required
CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-17
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records: Vanguard Capital Management, LLC · Vanguard Portfolio Management, LLC · Caxton Associates LLP · Mic Capital Management Uk LLP · Old Mission Asset Management LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
Is this your business? Add a "Listed on Zalwin" badge to your site
Paste this snippet into your website. It links to this public record; nothing is tracked on your site.
60 / 100 Score
- Registered in the last 60 days.
- Website on file.
What is the NewRiaPulse record for Ullman Investment Counsel LLC in Toronto, Ontario?
Ullman Investment Counsel LLC received SEC registration as an investment adviser (2026-09-17), based in Toronto, Ontario.
How does Ullman Investment Counsel LLC compare to other NewRiaPulse records?
It is 49 days old; check the official source for later updates before acting.
Ullman Investment Counsel LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Ullman Investment Counsel LLC | Toronto, Ontario | 2026-09-17 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
Related records
NewRiaPulse: Under $100M NewRiaPulse: Approved
How to monitor Ullman Investment Counsel LLC and peer approved records
Get new NewRiaPulse records like Ullman Investment Counsel LLC by email (free, weekly)
We email one confirmation link now; the weekly digest starts only after you confirm. One-click unsubscribe in every email.
Double opt-in: nothing is sent until you click the confirmation link. One-click unsubscribe.
Get new RIAs in your territory
NewRiaPulse emails newly registered advisers matching your states and AUM range each month.
✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.