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Tier1 Alpha Asset Management, LLC raised $4,890,359 (Columbus, OH)
LIVE PUBLIC DATA Source: SEC EDGAR Form D filings (U.S. Securities and Exchange Commission) · Last refreshed: Wed, 04 Nov 2026 01:28:40 GMT
Tier1 Alpha Asset Management, LLC plus every comparable record, with all columns and source links, as one CSV.
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70 / 100 vendor spend propensity
Estimated post-raise budget for CPA / Tax / Audit services: $97,807 (heuristic)
- Operating company: new capital typically funds hiring, facilities and vendors.
- Raised $4,890,359 so far.
- Financial Services companies are a strong fit for CPA / Tax / Audit services.
- New filing (not an amendment): the raise is fresh.
- Incorporated in the last five years: likely still building out finance and insurance.
| Field | Value |
|---|---|
| Industry | Other Banking and Financial Services (Financial Services) |
| Operating company | Yes |
| Exemption | 506(b) |
| Amount sold | $4,890,359 |
| Total offering | $6,999,935 |
| Investors so far | 13 |
| First sale | 2026-10-19 |
| Filed | 2026-10-27 |
| Entity | Limited Liability Company, incorporated 2026 |
Executives and related persons (from the filing)
- Michael W Green: Executive Officer, Director
- James Seth Metcalf: Executive Officer, Director
- Craig Peterson: Executive Officer
- David Pegler: Executive Officer
- Harley Bassman: Director
Tier1 Alpha Asset Management, LLC vs. top 3 peers
| Organization | Location | Capital raised | Record date |
|---|---|---|---|
| Tier1 Alpha Asset Management, LLC | Columbus | $4,890,359 | 2026-10-27 |
| Bottleneck Specialty Finance LLC | Lake Forest | $5,991,666 | 2026-11-03 |
| Unified Michigan Fund II LLC | Cincinnati | $2,740,000 | 2026-10-30 |
| CoCatalyst Capital Holdings LLC | Saratoga | $7,500,000 | 2026-10-28 |
Related records
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- TONGYI LTD
- FXPLM MARKETS LTD
- Kerui Capital Ltd.
- Supervest Investments, LLC, Series D
Newly funded companies in Ohio (SEC Form D) Newly funded Financial Services companies (SEC Form D)
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