Alpha Planning And Financial Services, INC.: new SEC registration, $113M AUM, Solon, OH
Alpha Planning And Financial Services, INC. (Solon, Ohio): new SEC registration, $113M AUM, Solon, OH. Its amount of 113 is below the median of 134 (28th percentile). Dated 294 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 113 · 28th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 36 related OH NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Alpha Planning And Financial Services, INC. |
| Legal name | Alpha Planning And Financial Services, INC. |
| CRD | 130842 |
| Status | Approved |
| Registered with the SEC | 2026-01-15 |
| Latest Form ADV filing | 2026-09-04 |
| Location | Solon, OH, United States |
| Regulatory AUM | $112,753,128 |
| Accounts | 578 |
| Employees | 5 |
| Website | HTTP://WWW.ALPHAPLANNERS.COM |
| amount percentile | 28th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (37 OH records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-15
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (OH first): Drive Capital LLC · Woodland Wealth Partners · The Connor Group Fund Manager, LLC · The O.H.I.O. Fund · Arg Private Wealth, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Alpha Planning And Financial Services, INC. and 37 Ohio peers
- Ohio NewRiaPulse records like this one: 37
- Alpha Planning And Financial Services, INC.'s amount: 28th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Ohio peer: $7,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $113M under management.
- Website on file.
What is the NewRiaPulse record for Alpha Planning And Financial Services, INC. in Solon, Ohio?
Alpha Planning And Financial Services, INC. received SEC registration as an investment adviser (2026-01-15) with $112,753,128 in regulatory assets under management, based in Solon, OH.
How does Alpha Planning And Financial Services, INC. compare to other Ohio NewRiaPulse records?
Its amount of 113 is below the median (28th percentile); smaller records often move faster and face less competition. It is 294 days old; check the official source for later updates before acting.
Alpha Planning And Financial Services, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Alpha Planning And Financial Services, INC. | Solon, OH | 113 | 28th | 2026-01-15 |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 |
| Endeavor Advisors LLC | Phoenix, AZ | 114 | 30th | 2026-09-14 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.