Herndon Plant Oakley LTD: new SEC registration, $155M AUM, Corpus Christi, TX
Herndon Plant Oakley LTD (Corpus Christi, Texas): new SEC registration, $155M AUM, Corpus Christi, TX. Its amount of 155 is above the median of 134 (58th percentile). Dated 54 days ago, it serves as a historical benchmark. Score 75/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 155 · 58th percentile of 1,149 NewRiaPulse records · 1.2x the median
Free preview: all 11 published fields of this record are shown below. Locked: 85 related TX NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Herndon Plant Oakley LTD |
| Legal name | Herndon Plant Oakley LTD |
| CRD | 44971 |
| Status | Approved |
| Registered with the SEC | 2026-09-11 |
| Latest Form ADV filing | 2026-08-21 |
| Location | Corpus Christi, TX, United States |
| Regulatory AUM | $155,401,000 |
| Accounts | 286 |
| Employees | 3 |
| Website | HTTPS://WWW.HPO.COM |
| amount percentile | 58th of 1,149 (median 134, 1.2x median) |
| Peer records CSV (86 TX records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-11
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (TX first): Eight Partners Vc, LLC · The Energy & Minerals Group LP · Guidestone Investment Services · Pan Capital Management LP · Paradigm Global Investors · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Herndon Plant Oakley LTD and 86 Texas peers
- Texas NewRiaPulse records like this one: 86
- Herndon Plant Oakley LTD's amount: 58th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Texas peer: $17,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
75 / 100 Score
- Registered in the last 60 days.
- $155M under management.
- Website on file.
What is the NewRiaPulse record for Herndon Plant Oakley LTD in Corpus Christi, Texas?
Herndon Plant Oakley LTD received SEC registration as an investment adviser (2026-09-11) with $155,401,000 in regulatory assets under management, based in Corpus Christi, TX.
How does Herndon Plant Oakley LTD compare to other Texas NewRiaPulse records?
Its amount of 155 sits in the upper half (58th percentile) of 1,149 records; the median is 134. It is 54 days old; check the official source for later updates before acting. Its Score of 75/100 puts it among the stronger signals in this feed.
Herndon Plant Oakley LTD vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Pts Brokerage, LLC | Mt. Laurel, NJ | 132 | 49th | 2026-09-11 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.