Ascent Financial Group: new SEC registration, $101M AUM, Richmond, VA
Ascent Financial Group (Richmond, Virginia): new SEC registration, $101M AUM, Richmond, VA. Its amount of 101 is below the median of 134 (11th percentile). Dated 233 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 101 · 11th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 19 related VA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Ascent Financial Group |
| Legal name | Ascent Financial Group LLC |
| CRD | 325706 |
| Status | Approved |
| Registered with the SEC | 2026-03-17 |
| Latest Form ADV filing | 2026-02-10 |
| Location | Richmond, VA, United States |
| Regulatory AUM | $100,790,206 |
| Accounts | 456 |
| Employees | 2 |
| Website | http://www.linked.com/company/ascent-financial-group |
| amount percentile | 11th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (20 VA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-17
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (VA first): Activ8 Family Office LLC · Bellars Harris Wealth Management · Steelhead Wealth Management · Mwa Investments, LLC · Wacona Capital, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Ascent Financial Group and 20 Virginia peers
- Virginia NewRiaPulse records like this one: 20
- Ascent Financial Group's amount: 11th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Virginia peer: $4,000 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $101M under management.
- Website on file.
What is the NewRiaPulse record for Ascent Financial Group in Richmond, Virginia?
Ascent Financial Group received SEC registration as an investment adviser (2026-03-17) with $100,790,206 in regulatory assets under management, based in Richmond, VA.
How does Ascent Financial Group compare to other Virginia NewRiaPulse records?
Its amount of 101 is below the median (11th percentile); smaller records often move faster and face less competition. It is 233 days old; check the official source for later updates before acting.
Ascent Financial Group vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Ascent Financial Group | Richmond, VA | 101 | 11th | 2026-03-17 |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 | |
| Wealth Strategies Group | Newport Beach, CA | 103 | 14th | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.