Caregen Wealth Management: new SEC registration, $110M AUM, San Mateo, CA
Caregen Wealth Management (San Mateo, California): new SEC registration, $110M AUM, San Mateo, CA. Its amount of 110 is below the median of 134 (23rd percentile). Dated 78 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 110 · 23th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 11 published fields of this record are shown below. Locked: 147 related CA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Caregen Wealth Management |
| Legal name | Caregen Wealth Management LLC |
| CRD | 315313 |
| Status | Approved |
| Registered with the SEC | 2026-08-19 |
| Latest Form ADV filing | 2026-08-24 |
| Location | San Mateo, CA, United States |
| Regulatory AUM | $109,926,074 |
| Accounts | 150 |
| Employees | 2 |
| Website | https://caregenwealth.com/ |
| amount percentile | 23th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (148 CA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-08-19
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Caregen Wealth Management and 148 California peers
- California NewRiaPulse records like this one: 148
- Caregen Wealth Management's amount: 23rd percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every California peer: $29,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $110M under management.
- Website on file.
What is the NewRiaPulse record for Caregen Wealth Management in San Mateo, California?
Caregen Wealth Management received SEC registration as an investment adviser (2026-08-19) with $109,926,074 in regulatory assets under management, based in San Mateo, CA.
How does Caregen Wealth Management compare to other California NewRiaPulse records?
Its amount of 110 is below the median (23th percentile); smaller records often move faster and face less competition. It is 78 days old; check the official source for later updates before acting.
Caregen Wealth Management vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date | Compare |
|---|---|---|---|---|---|
| Caregen Wealth Management | San Mateo, CA | 110 | 23rd | 2026-08-19 | This record |
| Cs Tomasi Wealth Management | Costa Mesa, CA | 110 | 23rd | 2026-09-15 | Compare Caregen Wealth Management vs Cs Tomasi Wealth Management → |
| Wealthlynk, INC. | Fallbrook, CA | 112 | 27th | 2026-09-16 | View record → |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 | View record → |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.