Carlo Capital: new SEC registration, $100M AUM,
Carlo Capital: new SEC registration, $100M AUM, . Its amount of 100 is below the median of 134 (10th percentile). Dated 50 days ago, it serves as a historical benchmark. Score 70/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 100 · 10th percentile of 1,149 NewRiaPulse records · 0.7x the median
Free preview: all 9 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Carlo Capital |
| Legal name | Carlo Capital LLC |
| CRD | 331801 |
| Status | Approved |
| Registered with the SEC | 2026-09-15 |
| Latest Form ADV filing | 2026-09-07 |
| Regulatory AUM | $100,238,356 |
| Accounts | 2 |
| Employees | 1 |
| amount percentile | 10th of 1,149 (median 134, 0.7x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-15
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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70 / 100 Score
- Registered in the last 60 days.
- $100M under management.
What is the NewRiaPulse record for Carlo Capital?
Carlo Capital received SEC registration as an investment adviser (2026-09-15) with $100,238,356 in regulatory assets under management, based in .
How does Carlo Capital compare to other NewRiaPulse records?
Its amount of 100 is below the median (10th percentile); smaller records often move faster and face less competition. It is 50 days old; check the official source for later updates before acting. Its Score of 70/100 puts it among the stronger signals in this feed.
Carlo Capital vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Carlo Capital | 100 | 10th | 2026-09-15 | |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 | |
| Wealth Strategies Group | Newport Beach, CA | 103 | 14th | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
- Endeavor Advisors LLC
- Herndon Plant Oakley LTD
NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.