Certum Group: new SEC registration, $276M AUM, Newark, NJ

Certum Group (Newark, New Jersey): new SEC registration, $276M AUM, Newark, NJ. Its amount of 276 is above the median of 134 (76th percentile). Dated 91 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).

Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)

amount: 276 · 76th percentile of 1,149 NewRiaPulse records · 2.1x the median

Free preview: all 11 published fields of this record are shown below. Locked: 33 related NJ NewRiaPulse records and the 6-column CSV export.

FieldValue
FirmCertum Group
Legal nameRisk Settlements Manager, LLC
CRD321759
StatusApproved
Registered with the SEC2026-08-05
Latest Form ADV filing2026-06-29
LocationNewark, NJ, United States
Regulatory AUM$275,619,822
Accounts10
Employees20
WebsiteHTTPS://WWW.CERTUMGROUP.COM
amount percentile76th of 1,149 (median 134, 2.1x median)
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  • Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
  • Record date: 2026-08-05
  • Data refreshed: 2026-10-28
  • Refunds on request within 14 days

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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT

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Peer benchmark and outreach value: Certum Group and 34 New Jersey peers

  • New Jersey NewRiaPulse records like this one: 34
  • Certum Group's amount: 76th percentile of 1,149 records
  • Timing: Low: older than 30 days
  • Estimated pipeline if you contact every New Jersey peer: $6,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)

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45 / 100 Score

  • $276M under management.
  • Website on file.

What is the NewRiaPulse record for Certum Group in Newark, New Jersey?

Certum Group received SEC registration as an investment adviser (2026-08-05) with $275,619,822 in regulatory assets under management, based in Newark, NJ.

How does Certum Group compare to other New Jersey NewRiaPulse records?

Its amount of 276 sits in the upper half (76th percentile) of 1,149 records; the median is 134. It is 91 days old; check the official source for later updates before acting.

Certum Group vs. top 3 peers

OrganizationLocationAmountPercentileRecord date
Certum GroupNewark, NJ27676th2026-08-05
Herndon Plant Oakley LTDCorpus Christi, TX15558th2026-09-11
Diversified Wealth Advisors, LLCKansas City, MO13852nd2026-09-24
Johnston Investment Counsel, LTD.Peoria, IL12544th2026-09-28

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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days

From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.

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