Compass Retirement, LLC: new SEC registration, $105M AUM,
Compass Retirement, LLC: new SEC registration, $105M AUM, . Its amount of 105 is below the median of 134 (17th percentile). Dated 195 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 105 · 17th percentile of 1,149 NewRiaPulse records · 0.8x the median
Free preview: all 10 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Compass Retirement, LLC |
| Legal name | Compass Retirement, LLC |
| CRD | 158412 |
| Status | Approved |
| Registered with the SEC | 2026-04-24 |
| Latest Form ADV filing | 2026-04-30 |
| Regulatory AUM | $105,097,361 |
| Accounts | 255 |
| Employees | 1 |
| Website | HTTP://COMPASS-RETIREMENT.COM/ |
| amount percentile | 17th of 1,149 (median 134, 0.8x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-04-24
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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45 / 100 Score
- $105M under management.
- Website on file.
What is the NewRiaPulse record for Compass Retirement, LLC?
Compass Retirement, LLC received SEC registration as an investment adviser (2026-04-24) with $105,097,361 in regulatory assets under management, based in .
How does Compass Retirement, LLC compare to other NewRiaPulse records?
Its amount of 105 is below the median (17th percentile); smaller records often move faster and face less competition. It is 195 days old; check the official source for later updates before acting.
Compass Retirement, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Compass Retirement, LLC | 105 | 17th | 2026-04-24 | |
| Crafted Finance, LLC | 103 | 14th | 2026-09-17 | |
| Wealth Strategies Group | Newport Beach, CA | 103 | 14th | 2026-09-15 |
| Legacy Partners Financial Group, LLC | Woodstock, GA | 108 | 20th | 2026-09-29 |
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NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.