E.T.S. Wealth Management, LLC: applying for SEC registration, Hoschton, GA
E.T.S. Wealth Management, LLC (Hoschton, Georgia): applying for SEC registration, Hoschton, GA. Dated 6 days ago, it is inside the fresh trigger window. Score 70/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 25 related GA NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | E.T.S. Wealth Management, LLC |
| Legal name | E.T.S. Wealth Management, LLC |
| CRD | 339876 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-10-30 |
| Latest Form ADV filing | 2026-10-01 |
| Location | Hoschton, GA, United States |
| Employees | 6 |
| Website | https://www.etswealth.com |
| Peer records CSV (26 GA records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-30
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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Peer benchmark and outreach value: E.T.S. Wealth Management, LLC and 26 Georgia peers
- Georgia NewRiaPulse records like this one: 26
- Timing: High: dated in the last 7 days
- Estimated pipeline if you contact every Georgia peer: $5,200 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
70 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for E.T.S. Wealth Management, LLC in Hoschton, Georgia?
E.T.S. Wealth Management, LLC applied for SEC registration as an investment adviser (2026-10-30), based in Hoschton, GA.
How does E.T.S. Wealth Management, LLC compare to other Georgia NewRiaPulse records?
It is fresh: dated 6 days ago, inside the window where early outreach matters most. Its Score of 70/100 puts it among the stronger signals in this feed.
E.T.S. Wealth Management, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| E.T.S. Wealth Management, LLC | Hoschton, GA | 2026-10-30 |
| 67 Advisory LLC | 2026-10-30 | |
| Leagueshares Advisors, LLC | Burlington, VT | 2026-10-30 |
| Fortyone Asset Management, LLC | 2026-10-30 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.