Fortyone Asset Management, LLC: applying for SEC registration,
Fortyone Asset Management, LLC: applying for SEC registration, . Dated 6 days ago, it is inside the fresh trigger window. Score 70/100. As of 2026-11-04, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Fortyone Asset Management, LLC |
| Legal name | Fortyone Asset Management, LLC |
| CRD | 344723 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-10-30 |
| Latest Form ADV filing | 2026-10-01 |
| Employees | 2 |
| Website | https://41asset.com/ |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-30
- Data refreshed: 2026-11-04
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 04 Nov 2026 21:45:24 GMT
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70 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Fortyone Asset Management, LLC?
Fortyone Asset Management, LLC applied for SEC registration as an investment adviser (2026-10-30), based in .
How does Fortyone Asset Management, LLC compare to other NewRiaPulse records?
It is fresh: dated 6 days ago, inside the window where early outreach matters most. Its Score of 70/100 puts it among the stronger signals in this feed.
Fortyone Asset Management, LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Fortyone Asset Management, LLC | 2026-10-30 | |
| E.T.S. Wealth Management, LLC | Hoschton, GA | 2026-10-30 |
| 67 Advisory LLC | 2026-10-30 | |
| Leagueshares Advisors, LLC | Burlington, VT | 2026-10-30 |
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.