East Franklin Capital: applying for SEC registration, Wilmington, NC
East Franklin Capital (Wilmington, North Carolina): applying for SEC registration, Wilmington, NC. Dated 34 days ago, it serves as a historical benchmark. Score 65/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 21 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | East Franklin Capital |
| Legal name | East Franklin Capital, LLC |
| CRD | 343891 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-10-01 |
| Latest Form ADV filing | 2026-09-10 |
| Location | Wilmington, NC, United States |
| Employees | 1 |
| Peer records CSV (22 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-10-01
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: East Franklin Capital and 22 North Carolina peers
- North Carolina NewRiaPulse records like this one: 22
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
65 / 100 Score
- Registered in the last 60 days.
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for East Franklin Capital in Wilmington, North Carolina?
East Franklin Capital applied for SEC registration as an investment adviser (2026-10-01), based in Wilmington, NC.
How does East Franklin Capital compare to other North Carolina NewRiaPulse records?
It is 34 days old, still within a typical 45-day follow-up window.
East Franklin Capital vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| East Franklin Capital | Wilmington, NC | 2026-10-01 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
Related records
NewRiaPulse: Under $100M NewRiaPulse: records in North Carolina NewRiaPulse: In 120-day approval window
Cross-dataset signals in North Carolina
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.