Mauney-Pitt Financial Management, INC.: new SEC registration, $418M AUM, Shelby, NC
Mauney-Pitt Financial Management, INC. (Shelby, North Carolina): new SEC registration, $418M AUM, Shelby, NC. Its amount of 418 is above the median of 134 (85th percentile). Dated 278 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 418 · 85th percentile of 1,149 NewRiaPulse records · 3.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 21 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Mauney-Pitt Financial Management, INC. |
| Legal name | Mauney-Pitt Financial Management, INC. |
| CRD | 337870 |
| Status | Approved |
| Registered with the SEC | 2026-01-30 |
| Latest Form ADV filing | 2026-07-06 |
| Location | Shelby, NC, United States |
| Regulatory AUM | $418,000,000 |
| Accounts | 1479 |
| Employees | 6 |
| Website | https://www.mauney-pitt.com/ |
| amount percentile | 85th of 1,149 (median 134, 3.1x median) |
| Peer records CSV (22 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-01-30
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NC first): Corrum Capital Management LLC · Pursuit Wealth Strategies, LLC · Advisorstrust Partners LLC · Advisorengine Portfolio Solutions INC. · Gibert Wealth Management · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Mauney-Pitt Financial Management, INC. and 22 North Carolina peers
- North Carolina NewRiaPulse records like this one: 22
- Mauney-Pitt Financial Management, INC.'s amount: 85th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $418M under management.
- Website on file.
What is the NewRiaPulse record for Mauney-Pitt Financial Management, INC. in Shelby, North Carolina?
Mauney-Pitt Financial Management, INC. received SEC registration as an investment adviser (2026-01-30) with $418,000,000 in regulatory assets under management, based in Shelby, NC.
How does Mauney-Pitt Financial Management, INC. compare to other North Carolina NewRiaPulse records?
Its amount of 418 sits in the upper half (85th percentile) of 1,149 records; the median is 134. It is 278 days old; check the official source for later updates before acting.
Mauney-Pitt Financial Management, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Mauney-Pitt Financial Management, INC. | Shelby, NC | 418 | 85th | 2026-01-30 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in North Carolina NewRiaPulse: Approved
Cross-dataset signals in North Carolina
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.