Egsi Investment Management: new SEC registration, $145M AUM, Dublin, OH
Egsi Investment Management (Dublin, Ohio): new SEC registration, $145M AUM, Dublin, OH. Its amount of 145 is above the median of 134 (55th percentile). Dated 110 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 145 · 55th percentile of 1,149 NewRiaPulse records · 1.1x the median
Free preview: all 11 published fields of this record are shown below. Locked: 36 related OH NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Egsi Investment Management |
| Legal name | Egsi Investment Management, INC. |
| CRD | 171488 |
| Status | Approved |
| Registered with the SEC | 2026-07-17 |
| Latest Form ADV filing | 2026-07-30 |
| Location | Dublin, OH, United States |
| Regulatory AUM | $144,660,922 |
| Accounts | 798 |
| Employees | 4 |
| Website | HTTPS://WWW.EGSIFINANCIAL.COM |
| amount percentile | 55th of 1,149 (median 134, 1.1x median) |
| Peer records CSV (37 OH records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-07-17
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (OH first): Drive Capital LLC · Woodland Wealth Partners · The Connor Group Fund Manager, LLC · The O.H.I.O. Fund · Arg Private Wealth, LLC · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Egsi Investment Management and 37 Ohio peers
- Ohio NewRiaPulse records like this one: 37
- Egsi Investment Management's amount: 55th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Ohio peer: $7,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $145M under management.
- Website on file.
What is the NewRiaPulse record for Egsi Investment Management in Dublin, Ohio?
Egsi Investment Management received SEC registration as an investment adviser (2026-07-17) with $144,660,922 in regulatory assets under management, based in Dublin, OH.
How does Egsi Investment Management compare to other Ohio NewRiaPulse records?
Its amount of 145 sits in the upper half (55th percentile) of 1,149 records; the median is 134. It is 110 days old; check the official source for later updates before acting.
Egsi Investment Management vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Egsi Investment Management | Dublin, OH | 145 | 55th | 2026-07-17 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
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NewRiaPulse: $100M-$500M NewRiaPulse: records in Ohio NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.