NewRiaPulse / report
Exceptional Wealth & Family Office: new SEC registration, $292M AUM, Colorado Springs, CO
Exceptional Wealth & Family Office (Colorado Springs, Colorado): new SEC registration, $292M AUM, Colorado Springs, CO. Its amount of 292 is above the median of 134 (78th percentile). Dated 237 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 292 · 78th percentile of 1,149 NewRiaPulse records · 2.2x the median
Free preview: all 11 published fields of this record are shown below. Locked: 28 related CO NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Exceptional Wealth & Family Office |
| Legal name | Ec Ventures V LLC |
| CRD | 340444 |
| Status | Approved |
| Registered with the SEC | 2026-03-12 |
| Latest Form ADV filing | 2026-07-10 |
| Location | Colorado Springs, CO, United States |
| Regulatory AUM | $292,181,992 |
| Accounts | 527 |
| Employees | 8 |
| Website | https://www.linkedin.com/in/taraseegers |
| amount percentile | 78th of 1,149 (median 134, 2.2x median) |
| Peer records CSV (29 CO records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-12
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Exceptional Wealth & Family Office and 29 Colorado peers
- Colorado NewRiaPulse records like this one: 29
- Exceptional Wealth & Family Office's amount: 78th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Colorado peer: $5,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $292M under management.
- Website on file.
What is the NewRiaPulse record for Exceptional Wealth & Family Office in Colorado Springs, Colorado?
Exceptional Wealth & Family Office received SEC registration as an investment adviser (2026-03-12) with $292,181,992 in regulatory assets under management, based in Colorado Springs, CO.
How does Exceptional Wealth & Family Office compare to other Colorado NewRiaPulse records?
Its amount of 292 sits in the upper half (78th percentile) of 1,149 records; the median is 134. It is 237 days old; check the official source for later updates before acting.
Exceptional Wealth & Family Office vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Exceptional Wealth & Family Office | Colorado Springs, CO | 292 | 78th | 2026-03-12 |
| Herndon Plant Oakley LTD | Corpus Christi, TX | 155 | 58th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
Related records
- Legacy Partners Financial Group, LLC
- Johnston Investment Counsel, LTD.
- Diversified Wealth Advisors, LLC
- Knecht Capital Management, LLC
- Crosspoint Capital Management
- Crafted Finance, LLC
- Leonard Advisory Group LLC
- Wealthlynk, INC.
- Cs Tomasi Wealth Management
- Wealth Strategies Group
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- Herndon Plant Oakley LTD
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.