Findicia, INC.: applying for SEC registration, Raleigh, NC
Findicia, INC. (Raleigh, North Carolina): applying for SEC registration, Raleigh, NC. Dated 153 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 9 published fields of this record are shown below. Locked: 21 related NC NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Findicia, INC. |
| Legal name | Findicia, INC. |
| CRD | 330609 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-06-04 |
| Latest Form ADV filing | 2026-04-27 |
| Location | Raleigh, NC, United States |
| Employees | 1 |
| Website | https://www.findicia.com/ |
| Peer records CSV (22 NC records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-06-04
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Findicia, INC. and 22 North Carolina peers
- North Carolina NewRiaPulse records like this one: 22
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every North Carolina peer: $4,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
40 / 100 Score
- Still in the approval window: vendors not yet chosen.
- Website on file.
What is the NewRiaPulse record for Findicia, INC. in Raleigh, North Carolina?
Findicia, INC. applied for SEC registration as an investment adviser (2026-06-04), based in Raleigh, NC.
How does Findicia, INC. compare to other North Carolina NewRiaPulse records?
It is 153 days old; check the official source for later updates before acting.
Findicia, INC. vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Findicia, INC. | Raleigh, NC | 2026-06-04 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.