Pts Brokerage, LLC: new SEC registration, $132M AUM, Mt. Laurel, NJ
Pts Brokerage, LLC (Mt. Laurel, New Jersey): new SEC registration, $132M AUM, Mt. Laurel, NJ. Its amount of 132 is below the median of 134 (49th percentile). Dated 54 days ago, it serves as a historical benchmark. Score 75/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 132 · 49th percentile of 1,149 NewRiaPulse records · 1.0x the median
Free preview: all 11 published fields of this record are shown below. Locked: 33 related NJ NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Pts Brokerage, LLC |
| Legal name | Professional Trading Services Brokerage, LLC |
| CRD | 119307 |
| Status | Approved |
| Registered with the SEC | 2026-09-11 |
| Latest Form ADV filing | 2026-08-13 |
| Location | Mt. Laurel, NJ, United States |
| Regulatory AUM | $131,700,000 |
| Accounts | 700 |
| Employees | 18 |
| Website | HTTP://WWW.PTSBROKERAGE.COM |
| amount percentile | 49th of 1,149 (median 134, 1.0x median) |
| Peer records CSV (34 NJ records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-09-11
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NJ first): Clear Wave Wealth Management, LLC · Sage Residential Management LLC · Tap Root Capital Management LP · West Horizon Capital · Certum Group · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Pts Brokerage, LLC and 34 New Jersey peers
- New Jersey NewRiaPulse records like this one: 34
- Pts Brokerage, LLC's amount: 49th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every New Jersey peer: $6,800 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
75 / 100 Score
- Registered in the last 60 days.
- $132M under management.
- Website on file.
What is the NewRiaPulse record for Pts Brokerage, LLC in Mt. Laurel, New Jersey?
Pts Brokerage, LLC received SEC registration as an investment adviser (2026-09-11) with $131,700,000 in regulatory assets under management, based in Mt. Laurel, NJ.
How does Pts Brokerage, LLC compare to other New Jersey NewRiaPulse records?
Its amount of 132 is below the median (49th percentile); smaller records often move faster and face less competition. It is 54 days old; check the official source for later updates before acting. Its Score of 75/100 puts it among the stronger signals in this feed.
Pts Brokerage, LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Pts Brokerage, LLC | Mt. Laurel, NJ | 132 | 49th | 2026-09-11 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
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NewRiaPulse: $100M-$500M NewRiaPulse: records in New Jersey NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.