Holm & Cawley Financial Group LLC: new SEC registration, $129M AUM, Las Vegas, NV
Holm & Cawley Financial Group LLC (Las Vegas, Nevada): new SEC registration, $129M AUM, Las Vegas, NV. Its amount of 129 is below the median of 134 (47th percentile). Dated 237 days ago, it serves as a historical benchmark. Score 45/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 129 · 47th percentile of 1,149 NewRiaPulse records · 1.0x the median
Free preview: all 11 published fields of this record are shown below. Locked: 6 related NV NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Holm & Cawley Financial Group LLC |
| Legal name | Holm & Cawley Financial Group LLC |
| CRD | 150601 |
| Status | Approved |
| Registered with the SEC | 2026-03-13 |
| Latest Form ADV filing | 2026-03-04 |
| Location | Las Vegas, NV, United States |
| Regulatory AUM | $128,816,000 |
| Accounts | 412 |
| Employees | 5 |
| Website | HTTP://HOLMANDCAWLEY.COM |
| amount percentile | 47th of 1,149 (median 134, 1.0x median) |
| Peer records CSV (7 NV records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-03-13
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
Top NewRiaPulse records (NV first): Dx Advisors LLC · Sahara Investment Group · Sierra Management Group · Rjj Pasadena Securities, INC. · Powerhouse Financial Advisors, INC. · Browse all by state and category →
LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Holm & Cawley Financial Group LLC and 7 Nevada peers
- Nevada NewRiaPulse records like this one: 7
- Holm & Cawley Financial Group LLC's amount: 47th percentile of 1,149 records
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Nevada peer: $1,400 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
45 / 100 Score
- $129M under management.
- Website on file.
What is the NewRiaPulse record for Holm & Cawley Financial Group LLC in Las Vegas, Nevada?
Holm & Cawley Financial Group LLC received SEC registration as an investment adviser (2026-03-13) with $128,816,000 in regulatory assets under management, based in Las Vegas, NV.
How does Holm & Cawley Financial Group LLC compare to other Nevada NewRiaPulse records?
Its amount of 129 is below the median (47th percentile); smaller records often move faster and face less competition. It is 237 days old; check the official source for later updates before acting.
Holm & Cawley Financial Group LLC vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Holm & Cawley Financial Group LLC | Las Vegas, NV | 129 | 47th | 2026-03-13 |
| Johnston Investment Counsel, LTD. | Peoria, IL | 125 | 44th | 2026-09-28 |
| Diversified Wealth Advisors, LLC | Kansas City, MO | 138 | 52nd | 2026-09-24 |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.