Investment & Tax Strategies, INC.: new SEC registration, $118M AUM,
Investment & Tax Strategies, INC.: new SEC registration, $118M AUM, . Its amount of 118 is below the median of 134 (36th percentile). Dated 273 days ago, it serves as a historical benchmark. Score 40/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
amount: 118 · 36th percentile of 1,149 NewRiaPulse records · 0.9x the median
Free preview: all 9 published fields of this record are shown below. Locked: 499 related NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Investment & Tax Strategies, INC. |
| Legal name | Investment & Tax Strategies, INC. |
| CRD | 157717 |
| Status | Approved |
| Registered with the SEC | 2026-02-04 |
| Latest Form ADV filing | 2026-02-04 |
| Regulatory AUM | $118,000,000 |
| Accounts | 560 |
| Employees | 1 |
| amount percentile | 36th of 1,149 (median 134, 0.9x median) |
| Peer records CSV (500 records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-02-04
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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40 / 100 Score
- $118M under management.
What is the NewRiaPulse record for Investment & Tax Strategies, INC.?
Investment & Tax Strategies, INC. received SEC registration as an investment adviser (2026-02-04) with $118,000,000 in regulatory assets under management, based in .
How does Investment & Tax Strategies, INC. compare to other NewRiaPulse records?
Its amount of 118 is below the median (36th percentile); smaller records often move faster and face less competition. It is 273 days old; check the official source for later updates before acting.
Investment & Tax Strategies, INC. vs. top 3 peers
| Organization | Location | Amount | Percentile | Record date |
|---|---|---|---|---|
| Investment & Tax Strategies, INC. | 118 | 36th | 2026-02-04 | |
| Crosspoint Capital Management | Orinda, CA | 117 | 34th | 2026-09-22 |
| Knecht Capital Management, LLC | 116 | 33rd | 2026-09-23 | |
| Leonard Advisory Group LLC | Saint Joseph, MI | 114 | 30th | 2026-09-16 |
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NewRiaPulse: $100M-$500M NewRiaPulse: Approved
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From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.