Iron Horse Asset Management LLC: applying for SEC registration, Neenah, WI
Iron Horse Asset Management LLC (Neenah, Wisconsin): applying for SEC registration, Neenah, WI. Dated 83 days ago, it serves as a historical benchmark. Score 35/100. As of 2026-10-28, from SEC monthly roster of registered investment advisers (Form ADV data).
Data as of · Compiled by Zalwin from SEC monthly roster of registered investment advisers (Form ADV data)
Free preview: all 8 published fields of this record are shown below. Locked: 17 related WI NewRiaPulse records and the 6-column CSV export.
| Field | Value |
|---|---|
| Firm | Iron Horse Asset Management LLC |
| Legal name | Iron Horse Asset Management LLC |
| CRD | 343529 |
| Status | In 120-day approval window |
| Registered with the SEC | 2026-08-14 |
| Latest Form ADV filing | 2026-08-03 |
| Location | Neenah, WI, United States |
| Employees | 1 |
| Peer records CSV (18 WI records) | 🔒 Click to unlock → |
| CRM-ready export with official source URLs | 🔒 Click to unlock → |
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CSV columns: Firm · AUM · Accounts · City · State · Registered · official source URL
- Source agency: SEC monthly roster of registered investment advisers (Form ADV data)
- Record date: 2026-08-14
- Data refreshed: 2026-10-28
- Refunds on request within 14 days
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LIVE PUBLIC DATA Source: SEC monthly roster of registered investment advisers (Form ADV data) · Last refreshed: Wed, 28 Oct 2026 20:49:58 GMT
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Peer benchmark and outreach value: Iron Horse Asset Management LLC and 18 Wisconsin peers
- Wisconsin NewRiaPulse records like this one: 18
- Timing: Low: older than 30 days
- Estimated pipeline if you contact every Wisconsin peer: $3,600 (peers × rate × deal size; an estimate from your assumptions, not a forecast)
35 / 100 Score
- Still in the approval window: vendors not yet chosen.
What is the NewRiaPulse record for Iron Horse Asset Management LLC in Neenah, Wisconsin?
Iron Horse Asset Management LLC applied for SEC registration as an investment adviser (2026-08-14), based in Neenah, WI.
How does Iron Horse Asset Management LLC compare to other Wisconsin NewRiaPulse records?
It is 83 days old; check the official source for later updates before acting. Its Score of 35/100 is modest; treat it as background rather than a priority.
Iron Horse Asset Management LLC vs. top 3 peers
| Organization | Location | Record date |
|---|---|---|
| Iron Horse Asset Management LLC | Neenah, WI | 2026-08-14 |
| Wells Capital Advisors LLC | Las Vegas, NV | 2026-10-01 |
| Nextreg Advisors LLC | Miami, FL | 2026-10-01 |
| Everoak Wealth Co | Colorado Springs, CO | 2026-10-01 |
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✓ Read-only, live public data · Key and unlock right after payment · Card, Apple Pay, Google Pay or Link via Stripe · Refunds on request within 14 days
From the SEC's public monthly roster of registered investment advisers (Form ADV data). Firm level only: we leave out firms whose name is a person's name and never list individual representatives. Registration is not an endorsement by the SEC.